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        Case ID :
        SEBI

        Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2023 - SEBI/LAD-NRO/GN/2023/154 - SEBI

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        Compliance timeline for investment advisers updated; Board empowered to specify timeframes for mandatory duties. Amendments to the proviso of Regulation 7(1) clarify and strengthen mandatory compliance language for investment advisers by inserting definitive words and replacing a fixed three-year period with the open-ended phrase such time as may be specified by the Board, thereby enabling the Board to determine applicable timeframes for compliance.
                    Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                      Provisions expressly mentioned in the judgment/order text.

                          Compliance timeline for investment advisers updated; Board empowered to specify timeframes for mandatory duties.

                          Amendments to the proviso of Regulation 7(1) clarify and strengthen mandatory compliance language for investment advisers by inserting definitive words and replacing a fixed three-year period with the open-ended phrase such time as may be specified by the Board, thereby enabling the Board to determine applicable timeframes for compliance.


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