Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. - SEBI/LAD-NRO/GN/2021/48 - SEBI
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PMS distributor certification requirement: associated persons must obtain NISM-Series-XXI-A certification within prescribed transitional and employment timelines. Associated persons acting as distributors of Portfolio Management Services must obtain NISM-Series-XXI-A: Portfolio Management Services (PMS) Distributors Certification. Portfolio managers must ensure existing distributors comply within the notified transitional period and newly engaged distributors obtain certification within the employment-linked period. Exemptions apply for holders of a valid AMFI Registration Number (ARN) or NISM Series-V-A certification for the duration of those credentials' validity. The notification is effective upon publication in the Official Gazette.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
PMS distributor certification requirement: associated persons must obtain NISM-Series-XXI-A certification within prescribed transitional and employment timelines.
Associated persons acting as distributors of Portfolio Management Services must obtain NISM-Series-XXI-A: Portfolio Management Services (PMS) Distributors Certification. Portfolio managers must ensure existing distributors comply within the notified transitional period and newly engaged distributors obtain certification within the employment-linked period. Exemptions apply for holders of a valid AMFI Registration Number (ARN) or NISM Series-V-A certification for the duration of those credentials' validity. The notification is effective upon publication in the Official Gazette.
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