Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 - SEBI/LAD-NRO/GN/2021/49 - SEBI
📋
Contents
Cases Cited
Referred In
Notifications
Circulars
Forms
Manuals
Acts
Rules & Regulations
Case Laws New
Ref Provisions New
Plus +
Source NTF
Summary
Similar
Note
Bookmark
Share
✓ Copied successfully !
Print
Print Options
For full text, please login
Login to TaxTMI
Verification Pending
The Email Id has not been verified. Click on the link we have sent on
Certification requirement: Portfolio manager principal officers and fund decision-makers must obtain Portfolio Managers certification within specified periods. Regulatory notification requires principal officers and employees with decision-making authority in fund management at Portfolio Managers to obtain the Portfolio Managers Certification Examination specified in the referenced communique . Portfolio Managers must ensure current associated persons obtain the certification within the transitional period and must ensure new hires obtain certification within the shorter period applicable to post-notification employment. The obligation is issued under the applicable certification and portfolio manager regulations and comes into force upon publication in the Official Gazette.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Certification requirement: Portfolio manager principal officers and fund decision-makers must obtain Portfolio Managers certification within specified periods.
Regulatory notification requires principal officers and employees with decision-making authority in fund management at Portfolio Managers to obtain the Portfolio Managers Certification Examination specified in the referenced communique . Portfolio Managers must ensure current associated persons obtain the certification within the transitional period and must ensure new hires obtain certification within the shorter period applicable to post-notification employment. The obligation is issued under the applicable certification and portfolio manager regulations and comes into force upon publication in the Official Gazette.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.