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        SEBI

        Central Government to segregate ownership and trading membership from management of stock exchanges - Whereas Pune Stock Exchange has failed to comply with the said order within the time stipulated therein. - S.O. No.437(E) - SEBI/LE/6215/02 - SEBI

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        Segregation of ownership and trading membership prohibits brokers from holding office bearer positions in exchange management. The regulator mandated segregation of ownership and trading membership from exchange management and, for non-compliance, directly amended the exchange's articles by adding a proviso to Article 72, clause (a) stating that no broker member shall be an office bearer (President, Vice President or Treasurer) of the exchange, thereby prohibiting broker-members from holding those managerial offices.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Segregation of ownership and trading membership prohibits brokers from holding office bearer positions in exchange management.

                              The regulator mandated segregation of ownership and trading membership from exchange management and, for non-compliance, directly amended the exchange's articles by adding a proviso to Article 72, clause (a) stating that no broker member shall be an office bearer (President, Vice President or Treasurer) of the exchange, thereby prohibiting broker-members from holding those managerial offices.


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