Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities markets) Regulations, 2007. - LAD-NRO/GN/2012-13/30/5474 - SEBI
📋
Contents
Cases Cited
Referred In
Notifications
Circulars
Forms
Manuals
Acts
Rules & Regulations
Case Laws New
Ref Provisions New
Plus +
Source NTF
Summary
Similar
Note
Bookmark
Share
✓ Copied successfully !
Print
Print Options
For full text, please login
Login to TaxTMI
Verification Pending
The Email Id has not been verified. Click on the link we have sent on
Certification requirement for equity derivative approved users and sales personnel: obtain Series VIII EDCE within prescribed timelines. A regulatory notification requires associated persons who are approved users or sales personnel of trading members in the equity derivative segment to obtain the Series VIII EDCE certification; incumbents must pass EDCE within two years, new hires within one year, and specified existing derivative certifications grant temporary exemption for their validity, while trading members must ensure compliance.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Certification requirement for equity derivative approved users and sales personnel: obtain Series VIII EDCE within prescribed timelines.
A regulatory notification requires associated persons who are approved users or sales personnel of trading members in the equity derivative segment to obtain the Series VIII EDCE certification; incumbents must pass EDCE within two years, new hires within one year, and specified existing derivative certifications grant temporary exemption for their validity, while trading members must ensure compliance.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.