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of <h1>SEBI Mandates Certification for Compliance Officers in Securities Markets Under Regulation 3, Effective March 2013.</h1> The Securities and Exchange Board of India (SEBI) issued a notification under regulation 3 of the Certification of Association Persons in the Securities Markets Regulations, 2007. Effective from March 11, 2013, associated persons acting as compliance officers for intermediaries such as stock brokers, depository participants, merchant bankers, and others must obtain certification from the National Institute of Securities Markets (NISM) by passing the Securities Intermediaries Compliance (Non-Fund) Certification Examination (SICCE). Existing compliance officers must be certified within two years, while new hires must achieve certification within one year of employment.
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