Certification of Associated Persons mandates a regulatory certification regime for persons engaged in securities market activities. Notification establishes the Certification of Associated Persons in the Securities Markets) Regulations, 2007, issued under the statutory powers conferred by the securities law, creating a certification regime applicable to persons associated with securities market activities and enabling the regulator to prescribe requirements, procedures and compliance obligations for certification under its delegated authority.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Certification of Associated Persons mandates a regulatory certification regime for persons engaged in securities market activities.
Notification establishes the Certification of Associated Persons in the Securities Markets) Regulations, 2007, issued under the statutory powers conferred by the securities law, creating a certification regime applicable to persons associated with securities market activities and enabling the regulator to prescribe requirements, procedures and compliance obligations for certification under its delegated authority.
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