Research Analyst Examination : Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 - LAD-NRO/GN/2014-15/26/540 - SEBI
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Research Analyst Certification required for practice; recognised alternative certifications accepted to meet regulatory compliance. Any person acting or intending to act as a research analyst under the Research Analysts Regulations must obtain the Research Analyst Certification by passing the designated certification examination administered by a recognised certifying body; alternatively, the person may hold any other certification that the Board recognises from time to time for the purposes of the relevant provision in the Regulations.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Research Analyst Certification required for practice; recognised alternative certifications accepted to meet regulatory compliance.
Any person acting or intending to act as a research analyst under the Research Analysts Regulations must obtain the Research Analyst Certification by passing the designated certification examination administered by a recognised certifying body; alternatively, the person may hold any other certification that the Board recognises from time to time for the purposes of the relevant provision in the Regulations.
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