Future compliance discussions ensure auditors advise management on steps to improve accounting systems and record assurances in audit report Auditor obligations require discussing future compliance with senior management before leaving the registered person's premises; identify specific errors found, recommend steps to reduce errors, and propose improvements to accounting systems and internal controls; record any written or verbal assurances from the registered person in the audit report.
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Provisions expressly mentioned in the judgment/order text.
Future compliance discussions ensure auditors advise management on steps to improve accounting systems and record assurances in audit report
Auditor obligations require discussing future compliance with senior management before leaving the registered person's premises; identify specific errors found, recommend steps to reduce errors, and propose improvements to accounting systems and internal controls; record any written or verbal assurances from the registered person in the audit report.
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