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Issue ID: 1787
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Trading in F & O

Date 20 Feb 2010
Replies 2 Replies
Views 1510 Views
Member trading restrictions: professional members should seek regulator clarification before engaging in commodity or F&O trading.
Whether a member without a Certificate of Practice may trade in commodities or F&O is disputed: one view permits non-practising members to trade while restricting practising members from other commercial activities without permission; another advises seeking formal clarification from the professional body because engagement in trading or business outside permitted professional services is generally proscribed. (AI Summary)
Can a member not holding COP do trading in commodity, F&O?
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