Regulatory reporting obligations by DDPs and custodians centralized on SI Portal with mandated monthly, quarterly and annual filings. SEBI requires DDPs and custodians to submit specified regulatory reports on the SEBI Intermediary Portal to standardise compliance; covered reports include DDP internal controls audits, custodians' expert system reviews, audited annual reports with net worth certificates, AI/ML reports, custodian quarterly reports and multiple FPI-related disclosures. Reports must follow prescribed monthly, quarterly, half-yearly and annual periodicity, with monthly and quarterly uploads due within fifteen calendar days after period end; formats will be provided by the Custodians and DDPs Standard Setting Forum and must be published by DDPs and custodians.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Regulatory reporting obligations by DDPs and custodians centralized on SI Portal with mandated monthly, quarterly and annual filings.
SEBI requires DDPs and custodians to submit specified regulatory reports on the SEBI Intermediary Portal to standardise compliance; covered reports include DDP internal controls audits, custodians' expert system reviews, audited annual reports with net worth certificates, AI/ML reports, custodian quarterly reports and multiple FPI-related disclosures. Reports must follow prescribed monthly, quarterly, half-yearly and annual periodicity, with monthly and quarterly uploads due within fifteen calendar days after period end; formats will be provided by the Custodians and DDPs Standard Setting Forum and must be published by DDPs and custodians.
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