Risk disclosures for equity F&O trading require brokers to display prominent pop-up notices and retain client P&L data. Brokers must display SEBI's prescribed Risk disclosures (Annexure I) to individual clients on login, require acknowledgement before trading, and ensure the disclosures occupy at least fifty percent of the screen. Qualified Stock Brokers must maintain client Profit and Loss data continuously in the Annexure II format and retain such records for at least five years; exchanges and depositories must notify members and publish the disclosures with a link to the SEBI study. These requirements are effective July 1, 2023.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Risk disclosures for equity F&O trading require brokers to display prominent pop-up notices and retain client P&L data.
Brokers must display SEBI's prescribed Risk disclosures (Annexure I) to individual clients on login, require acknowledgement before trading, and ensure the disclosures occupy at least fifty percent of the screen. Qualified Stock Brokers must maintain client Profit and Loss data continuously in the Annexure II format and retain such records for at least five years; exchanges and depositories must notify members and publish the disclosures with a link to the SEBI study. These requirements are effective July 1, 2023.
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