Transparent Use of Brand Names: regulator requires displaying registered name, registration number, contact details and disclaimer on all communications. Intermediaries using brand names or logos must prominently display the registered name, logo, registration number and full address with telephone numbers on portals, display materials, advertisements, publications, client forms and client agreements; client communications must also include those details plus the compliance officer's and grievance officer's contact information, a mandated disclaimer that registration or certifications do not guarantee performance or returns, and intermediaries are prohibited from using the regulator's logo.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Transparent Use of Brand Names: regulator requires displaying registered name, registration number, contact details and disclaimer on all communications.
Intermediaries using brand names or logos must prominently display the registered name, logo, registration number and full address with telephone numbers on portals, display materials, advertisements, publications, client forms and client agreements; client communications must also include those details plus the compliance officer's and grievance officer's contact information, a mandated disclaimer that registration or certifications do not guarantee performance or returns, and intermediaries are prohibited from using the regulator's logo.
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