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of <h1>SEBI Clarifies Registration Criteria for Underwriters: Independent Entities Can Be Registered, Group Penalties Possible Under Regulation 25.</h1> The circular from the Securities and Exchange Board of India (SEBI) addresses registered underwriters regarding the criteria for granting certificates of registration under the SEBI (Underwriters) Rules & Regulations, 1993. It clarifies that SEBI may grant registration to an applicant even if another entity in the same group has been registered, provided they are separate legal entities with independent boards, operations, personnel, infrastructure, and regulatory controls. It also notes that if one entity in a group faces suspension or cancellation of registration, other entities in the same group may face action under Regulation 25. Entities are considered in the same group if there is shared control or management.
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