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of <h1>SEBI Guides on Broker Registration Cancellation: No Dues, Compliance, and Turnover Details Required for Approval.</h1> The circular outlines the procedure for the cancellation of registration certificates for brokers under SEBI regulations when they surrender their membership. Stock exchanges must request a 'No Due Certificate' from SEBI, confirming that the broker owes no dues, is disabled from trading, and is free from any pending complaints or investigations. The request must include the original registration certificate, turnover details, and confirmations of compliance. SEBI will cancel the registration and issue the certificate if all conditions are met, and the broker or exchange remits any accrued fees. The broker's security deposit remains with the exchange until all SEBI dues are cleared.
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