Maintenance of arbitration records: original awards preserved permanently and other records retained for defined post-award periods. Stock exchanges must adopt a uniform policy: the original arbitration award with acknowledgements shall be preserved permanently; other arbitration records shall be preserved for five years from the date of the award unless an appeal is filed, in which case records shall be preserved for five years from the date of final disposal by the court. Destruction requires prior written order of the Executive Director, and exchanges must maintain a register recording particulars of destroyed records and the date and mode of destruction.
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Maintenance of arbitration records: original awards preserved permanently and other records retained for defined post-award periods.
Stock exchanges must adopt a uniform policy: the original arbitration award with acknowledgements shall be preserved permanently; other arbitration records shall be preserved for five years from the date of the award unless an appeal is filed, in which case records shall be preserved for five years from the date of final disposal by the court. Destruction requires prior written order of the Executive Director, and exchanges must maintain a register recording particulars of destroyed records and the date and mode of destruction.
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