Pro-account trading controls: mandate single authorized terminal location and client-code use, with immediate compliance required. Members must limit placement of orders on the pro-account to a single specified location; terminals at other locations may place orders only by entering the appropriate client code. Members seeking pro-account access from multiple locations must submit an undertaking stating reasons, and exchanges may permit multiple locations after due diligence. Exchanges must implement these measures immediately, take disciplinary action for misuse, amend bye-laws and report implementation.
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Provisions expressly mentioned in the judgment/order text.
Pro-account trading controls: mandate single authorized terminal location and client-code use, with immediate compliance required.
Members must limit placement of orders on the pro-account to a single specified location; terminals at other locations may place orders only by entering the appropriate client code. Members seeking pro-account access from multiple locations must submit an undertaking stating reasons, and exchanges may permit multiple locations after due diligence. Exchanges must implement these measures immediately, take disciplinary action for misuse, amend bye-laws and report implementation.
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