Filing requirements for mutual fund advertisements: e-mail submission of links, attachment limits and mandatory compliance confirmation. Mutual funds must submit advertisements to the regulator within seven days of issue; they may send links by e-mail to the designated address, attach materials only if under the specified attachment size limit, retain copies for record, and the compliance officer must expressly confirm conformity with the Advertisement code in the sixth schedule when sending the e-mail.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Filing requirements for mutual fund advertisements: e-mail submission of links, attachment limits and mandatory compliance confirmation.
Mutual funds must submit advertisements to the regulator within seven days of issue; they may send links by e-mail to the designated address, attach materials only if under the specified attachment size limit, retain copies for record, and the compliance officer must expressly confirm conformity with the Advertisement code in the sixth schedule when sending the e-mail.
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