Introducing the “In Favour Of” filter in Case Laws.
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Introducing the “In Favour Of” filter in Case Laws.
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of <h1>SEBI Outlines New Procedures for Sub-Broker Status Changes, Registration Surrender, and Broker Affiliation Changes.</h1> The circular from SEBI outlines the procedures for changes in the status and constitution of sub-brokers, surrendering their registration certificates, and changing their affiliations. Sub-brokers must obtain SEBI's prior approval for status changes, such as mergers or conversions, and apply for fresh registration within six months. For surrendering registration, sub-brokers must submit specific documents, including de-recognition letters and advertisements. Exchanges must forward applications to SEBI within a month, ensuring no pending issues. Changes in the affiliating broker's status require sub-brokers to either surrender or re-affiliate their registrations. Name changes do not require SEBI approval but must be recorded.
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