Submission deadlines for custodians: monthly reports now due by the later of the third working day or the fifth of the succeeding month. Custodians must submit monthly securities reports by the later of the end of the third working day of the succeeding month or the fifth of the succeeding month, replacing the prior seventh day deadline; the change is effective immediately and issued under the regulator's statutory authority.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Submission deadlines for custodians: monthly reports now due by the later of the third working day or the fifth of the succeeding month.
Custodians must submit monthly securities reports by the later of the end of the third working day of the succeeding month or the fifth of the succeeding month, replacing the prior seventh day deadline; the change is effective immediately and issued under the regulator's statutory authority.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.