Regulatory disclosure obligations require clearing corporations to publish orders and arbitration awards online for investor transparency. Clearing Corporations must publish on their websites all regulatory orders against clearing members and all arbitration or appellate awards; orders and awards issued since June 20, 2012 are to be posted within thirty days and those issued after the date of the circular must be posted immediately. Corporations must also disclose arbitrator profiles including qualifications, experience and number of matters handled, disseminate the circular's provisions on their websites, and report implementation status to the regulator in the Monthly Development Report.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Regulatory disclosure obligations require clearing corporations to publish orders and arbitration awards online for investor transparency.
Clearing Corporations must publish on their websites all regulatory orders against clearing members and all arbitration or appellate awards; orders and awards issued since June 20, 2012 are to be posted within thirty days and those issued after the date of the circular must be posted immediately. Corporations must also disclose arbitrator profiles including qualifications, experience and number of matters handled, disseminate the circular's provisions on their websites, and report implementation status to the regulator in the Monthly Development Report.
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