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of <h1>Pre-inspection notice requirement for mutual funds and AMCs: 10-day notice with Board waiver; mandatory compliance with reg 76</h1> Regulation prescribes that, prior to ordering an inspection or investigation under the preceding provision, a mutual fund, asset management company or trustees must be given at least ten calendar days' notice, creating a procedural notice requirement thereby affording the regulated entities advance opportunity to prepare. It authorizes the Board to waive that notice by written order where giving notice would not be in the interest of unitholders, thereby permitting immediate inspections in exigent circumstances. It further requires the inspected entity to comply with the obligations set out in regulation 76 during the inspection, thereby making those obligations mandatory and enforceable.
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