Action on inspection enables regulatory enforcement, including intermediary disciplinary measures, following consideration of inspection reports. Action on inspection under the SEBI (Vault Managers) Regulations, 2021 empowers the Board to evaluate inspection reports and to initiate appropriate regulatory measures, including measures available under the intermediary enforcement regime such as disciplinary and compliance actions.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Action on inspection enables regulatory enforcement, including intermediary disciplinary measures, following consideration of inspection reports.
Action on inspection under the SEBI (Vault Managers) Regulations, 2021 empowers the Board to evaluate inspection reports and to initiate appropriate regulatory measures, including measures available under the intermediary enforcement regime such as disciplinary and compliance actions.
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