Inspection obligations require vault managers to produce records, grant access and cooperate with examining officers' inquiries. Inspection obligations require a Vault Manager and each director, officer and employee to produce books, records and documents in custody or control and ... Summary
Referred In :
Securities and Exchange Board of India (Vault Managers) Regulations, 2021
Inspection obligations require vault managers to produce records, grant access and cooperate with examining officers' inquiries.
Inspection obligations require a Vault Manager and each director, officer and employee to produce books, records and documents in custody or control and to furnish statements and information as required by the inspecting officer; the Vault Manager must permit reasonable access to premises, facilitate examination of books, records, documents and computer data and provide copies of materials deemed relevant, while personnel must cooperate and provide assistance including examination and recording of their statements.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.