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of <h1>Insolvency professional agencies must appoint a compliance officer under Regulation 7, ensuring adherence and reporting non-compliance.</h1> Regulation 7 of the Insolvency and Bankruptcy Board of India (Model Bye-Laws and Governing Board of Insolvency Professional Agencies) Regulations, 2016 mandates that an insolvency professional agency must appoint a compliance officer. This officer is tasked with ensuring adherence to the Code and related regulations, and must report any non-compliance to the Board immediately. Annually, the compliance officer must submit a compliance certificate, co-signed by the agency's managing director, to the Board. The appointment or removal of the compliance officer requires a resolution passed by the Governing Board.
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