Power to relax regulations: Board may relax strict enforcement to advance investor protection and education objectives. The Board may relax strict enforcement of any regulation when, in its opinion, such relaxation is necessary to achieve the purpose of investor protection and education, permitting regulatory flexibility to advance those policy objectives.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Power to relax regulations: Board may relax strict enforcement to advance investor protection and education objectives.
The Board may relax strict enforcement of any regulation when, in its opinion, such relaxation is necessary to achieve the purpose of investor protection and education, permitting regulatory flexibility to advance those policy objectives.
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