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        SEBI

        Regulation 14B - Issue a notice of settlement

        Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) Regulations, 2014
        Chapter VI-A
        Summary Settlement Procedure

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        Settlement notice power allows issuance of settlement offers for specified pending proceedings under the existing settlement procedure. Regulation 14B permits the Board to issue a notice of settlement for specified proceedings pending on commencement of the Chapter, applying the procedure of regulation 14A mutatis mutandis. A proceeding is not regarded as initiated and pending for this purpose unless the Board has communicated the matter to the authority that will conduct the proceeding.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Settlement notice power allows issuance of settlement offers for specified pending proceedings under the existing settlement procedure.

                                Regulation 14B permits the Board to issue a notice of settlement for specified proceedings pending on commencement of the Chapter, applying the procedure of regulation 14A mutatis mutandis. A proceeding is not regarded as initiated and pending for this purpose unless the Board has communicated the matter to the authority that will conduct the proceeding.


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