Enforcement of securities penalties expanded to allow prosecution for nonpayment and noncompliance with regulatory directions. Amendment expands enforcement by adding the regulatory authority alongside the adjudicating officer to permit prosecution for default in payment of monetary penalties and for failure to comply with the authority's directions, and it standardises sub section language by substituting plural phrasing with singular wording for 'the direction or order.'
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Enforcement of securities penalties expanded to allow prosecution for nonpayment and noncompliance with regulatory directions.
Amendment expands enforcement by adding the regulatory authority alongside the adjudicating officer to permit prosecution for default in payment of monetary penalties and for failure to comply with the authority's directions, and it standardises sub section language by substituting plural phrasing with singular wording for "the direction or order."
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