Inspection and audit powers enable oversight of market infrastructure institutions, associates and shareholders, supported by mandatory cooperation obligations. Inspection powers permit the Authority to inspect, inquire into, and audit a market infrastructure institution, its associates, and its shareholders at ... Summary
Inspection and audit powers enable oversight of market infrastructure institutions, associates and shareholders, supported by mandatory cooperation obligations.
Inspection powers permit the Authority to inspect, inquire into, and audit a market infrastructure institution, its associates, and its shareholders at any time. Relevant managers, directors, officers and employees must cooperate during an inspection. Following consideration of an inspection or investigation report, the Authority may take such action as it considers fit and appropriate.
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