Fund management entity registration requires ongoing compliance, prompt disclosure of material changes, and approval before any category change. Registration of a Fund Management Entity is conditional on regulatory compliance by the entity and its relevant officers and personnel. The entity must ... Summary
Fund management entity registration requires ongoing compliance, prompt disclosure of material changes, and approval before any category change.
Registration of a Fund Management Entity is conditional on regulatory compliance by the entity and its relevant officers and personnel. The entity must promptly notify the Authority of material changes in previously provided information or particulars affecting its registration. A registered entity cannot change its registration category without prior approval from the Authority.
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