International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025 Chapter III GENERAL OBLIGATIONS AND RESPONSIBILITIES
Contents
Rules & Regulations
Summary
Note
Bookmark
Share
✓ Copied successfully !
Print
Print Options
For full text, please login
Login to TaxTMI
Verification Pending
The Email Id has not been verified. Click on the link we have sent on
Code of Conduct requires capital market intermediaries to comply with the specified schedule governing professional standards. Regulation 15 mandates that a capital market intermediary (CMI) must abide by the Code of Conduct specified in Schedule II, creating a continuing ... Summary
International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025
Code of Conduct requires capital market intermediaries to comply with the specified schedule governing professional standards.
Regulation 15 mandates that a capital market intermediary (CMI) must abide by the Code of Conduct specified in Schedule II, creating a continuing compliance obligation that centralises the operative professional conduct and governance standards applicable to CMIs.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.