INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Furnishing information and clarifications: Board may require additional disclosures and personal representation for broker registration. The regulation empowers the Board to require an applicant for stock broker registration, or the concerned stock exchange, to furnish additional ... Summary
Furnishing information and clarifications: Board may require additional disclosures and personal representation for broker registration.
The regulation empowers the Board to require an applicant for stock broker registration, or the concerned stock exchange, to furnish additional information or clarifications concerning trading, settlement or dealings in securities and related matters as necessary to consider a certificate application, and permits the Board to summon the applicant or its principal officer for personal representation.
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