Regulatory directions empower restriction of research recommendations and market access following inspection and hearing safeguards. The Board, after considering an inspection report and giving a reasonable opportunity of hearing, may direct research analysts or research entities and ... Summary
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Regulatory directions empower restriction of research recommendations and market access following inspection and hearing safeguards.
The Board, after considering an inspection report and giving a reasonable opportunity of hearing, may direct research analysts or research entities and their partners, directors, principal officer and persons associated with research services to refrain from issuing research recommendations for a specified period, to refund fees or commissions to concerned clients with requisite interest, and to be prohibited from operating in or accessing the capital market for a specified period.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.