Disclosures to the Board: portfolio managers must provide portfolio management details and net worth information on request. The Board may require portfolio managers to disclose particulars regarding portfolio management, changes to previously furnished information affecting ... Summary
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Disclosures to the Board: portfolio managers must provide portfolio management details and net worth information on request.
The Board may require portfolio managers to disclose particulars regarding portfolio management, changes to previously furnished information affecting their certificate, names of clients whose portfolios they manage, and particulars evidencing compliance with the applicable net worth requirement.
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