RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
Certificate of commencement of business for depositories requires operational, governance and systems compliance before business can begin. Application for grant of a certificate of commencement of business requires SEBI approved bye laws, organisation and personnel details, internal ... Summary
Certificate of commencement of business for depositories requires operational, governance and systems compliance before business can begin.
Application for grant of a certificate of commencement of business requires SEBI approved bye laws, organisation and personnel details, internal monitoring and risk management manuals, disclosure of IT systems, data storage and disaster recovery arrangements, proof of premises status, indemnity arrangements for beneficial owners, insurance cover, and copies of participation and issuer and participant beneficial owner agreements, together with a declaration to notify SEBI of changes and to comply with the SEBI Act, the Depositories Regulations and SEBI operational instructions.
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