RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
Action on inspection reports allows the board or chairman to take regulatory enforcement measures under intermediaries rules. Action on inspection or investigation reports empowers the Board or the Chairman to consider the report and take regulatory action as deemed fit, ... Summary
Action on inspection reports allows the board or chairman to take regulatory enforcement measures under intermediaries rules.
Action on inspection or investigation reports empowers the Board or the Chairman to consider the report and take regulatory action as deemed fit, including enforcement measures under the Intermediaries Regulations, encompassing enquiry and penalty mechanisms.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.