RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996
Securities And Exchange Board of India (Depositories And Participants) Regulations, 1996 Chapter V RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION
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Records maintenance requirement: depositories must keep comprehensive securities and beneficial owner records and notify the Board of locations. Depositories must maintain records of dematerialisation and rematerialisation, transfers (names and dates), a register and index of beneficial owners with ... Summary
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Records maintenance requirement: depositories must keep comprehensive securities and beneficial owner records and notify the Board of locations.
Depositories must maintain records of dematerialisation and rematerialisation, transfers (names and dates), a register and index of beneficial owners with daily holding details, instructions exchanged with participants, issuers and beneficial owners, records related to pledge or hypothecation actions, details of participants and eligible securities, and any other records specified by the Board; they must notify the Board of the records' location and preserve records for a prescribed minimum period.
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