Recovery of inspection expenses: Board may recoup auditors' and inspection costs from depositories, participants and issuers. The regulation authorises the Board to recover inspection and investigation expenses, including auditors' fees, incurred for inspecting or investigating ... Summary
Recovery of inspection expenses: Board may recoup auditors' and inspection costs from depositories, participants and issuers.
The regulation authorises the Board to recover inspection and investigation expenses, including auditors' fees, incurred for inspecting or investigating the books, records, documents, infrastructure, systems and procedures of depositories, participants, beneficial owners, issuers or their agents.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.