GENERAL OBLIGATIONS OF ISSUER AND INTERMEDIARIES WITH RESPECT TO PUBLIC ISSUE AND RIGHTS ISSUE - Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009
GENERAL OBLIGATIONS OF ISSUER AND INTERMEDIARIES WITH RESPECT TO PUBLIC ISSUE AND RIGHTS ISSUE - Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009
Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 Chapter XB ISSUE OF SPECIFIED SECURITIES BY SMALL AND MEDIUM ENTERPRISES
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Issue of Specified Securities by SMEs defines nominated investor roles in underwriting and market-making arrangements. Regulation 106N defines key terms for SME issuances: Main Board as a nationwide stock exchange distinct from the SME trading platform; SME exchange as the ... Summary
Referred In :
Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
Issue of Specified Securities by SMEs defines nominated investor roles in underwriting and market-making arrangements.
Regulation 106N defines key terms for SME issuances: Main Board as a nationwide stock exchange distinct from the SME trading platform; SME exchange as the permitted trading platform for specified securities issued under this Chapter excluding the Main Board; and nominated investor as a qualified institutional buyer or private equity fund contracted with the merchant banker to subscribe in under-subscription or to engage in market-making. "Private equity fund" means a fund registered with any regulatory authority or established by a registered person. Other undefined terms derive their meanings from regulation 2.
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