RESTRICTION ON TRANSFERABILITY (LOCK-IN) OF PROMOTERS’ CONTRIBUTION, ETC. - Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009
RESTRICTION ON TRANSFERABILITY (LOCK-IN) OF PROMOTERS’ CONTRIBUTION, ETC. - Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009
Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 Chapter VI GENERAL OBLIGATIONS OF ISSUER AND INTERMEDIARIES WITH RESPECT TO PUBLIC ISSUE AND RIGHTS ISSUE
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Post-issue reporting obligations require lead merchant bankers to file prescribed reports and a due diligence certificate promptly. Lead merchant bankers must submit specified post-issue reports: for public issues, a final report as per Part C of Schedule XVI within the prescribed ... Summary
Post-issue reporting obligations require lead merchant bankers to file prescribed reports and a due diligence certificate promptly.
Lead merchant bankers must submit specified post-issue reports: for public issues, a final report as per Part C of Schedule XVI within the prescribed post-allotment or refund period; for rights issues, an initial report as per Part B of Schedule XVI shortly after closure and a final report as per Part D of Schedule XVI within the prescribed post-allotment or refund period. The final post-issue report must be accompanied by a due diligence certificate in the Form G format of Schedule VI.
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