COMMON CONDITIONS FOR PUBLIC ISSUES AND RIGHTS ISSUES - Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009
COMMON CONDITIONS FOR PUBLIC ISSUES AND RIGHTS ISSUES - Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009
Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 Chapter VI GENERAL OBLIGATIONS OF ISSUER AND INTERMEDIARIES WITH RESPECT TO PUBLIC ISSUE AND RIGHTS ISSUE
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Appointment of Compliance Officer required to monitor securities law compliance and handle investor grievance redressal obligations. Regulation 63 requires the appointment of a compliance officer who is responsible for monitoring compliance with applicable securities laws and for ... Summary
Appointment of Compliance Officer required to monitor securities law compliance and handle investor grievance redressal obligations.
Regulation 63 requires the appointment of a compliance officer who is responsible for monitoring compliance with applicable securities laws and for redressal of investors' grievances; it defines securities laws to include specified company, securities and depository statutes and related rules, regulations, orders, guidelines and circulars.
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