Ombudsman powers to receive and resolve complaints against intermediaries or listed companies through settlement or adjudication. Regulation 11 empowers the Ombudsman to receive complaints under regulation 13 against intermediaries or listed companies, facilitate and approve amicable ... Summary
Securities and Exchange Board of India (Ombudsman) Regulations, 2003
Ombudsman powers to receive and resolve complaints against intermediaries or listed companies through settlement or adjudication.
Regulation 11 empowers the Ombudsman to receive complaints under regulation 13 against intermediaries or listed companies, facilitate and approve amicable settlements, and adjudicate complaints if settlement fails.
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