Chapter VIIRIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 40 to Regulation 82AA )
Inspection report enforcement allows Board or Chair to take discretionary action including intermediary regulatory sanctions. The regulation empowers the Board or the Chairman to determine and implement appropriate responses following consideration of an inspection or ... Summary
Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Inspection report enforcement allows Board or Chair to take discretionary action including intermediary regulatory sanctions.
The regulation empowers the Board or the Chairman to determine and implement appropriate responses following consideration of an inspection or investigation report, including measures available under Chapter V of the Intermediaries Regulations such as intermediary-targeted sanctions or corrective actions.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.