GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTSSecurities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTSSecurities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
Liability for default: contraventions attract enforcement under intermediary regulations and relevant securities or depositories law. Regulation 44 makes a foreign portfolio investor, designated depository participant, depository or any other person who contravenes the Foreign Portfolio ... Summary
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Liability for default: contraventions attract enforcement under intermediary regulations and relevant securities or depositories law.
Regulation 44 makes a foreign portfolio investor, designated depository participant, depository or any other person who contravenes the Foreign Portfolio Investors Regulations, 2014 liable to action under the SEBI (Intermediaries) Regulations, 2008 and/or the relevant provisions of the SEBI Act or the Depositories Act, 1996, thereby specifying the enforcement pathways for breaches.
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