GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
Inspection report powers: Board may take enforcement measures including action under intermediaries' Chapter V provisions. Action on inspection reports under the foreign portfolio investor regulatory framework empowers the Board to determine and implement appropriate responses ... Summary
Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Inspection report powers: Board may take enforcement measures including action under intermediaries' Chapter V provisions.
Action on inspection reports under the foreign portfolio investor regulatory framework empowers the Board to determine and implement appropriate responses after considering an inspection report, including proceeding by invoking action under Chapter V of the Intermediaries Regulations.
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