GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
Regulation 29 - Investment advice in publicly accessible media
Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014 Chapter V GENERAL OBLIGATIONS AND RESPONSIBILITIES OF FOREIGN PORTFOLIO INVESTORS
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Investment advice disclosure: FPIs and employees must reveal interests and positions when giving public media advice. A foreign portfolio investor and its employees must not provide investment advice about any security in publicly accessible media without disclosing their ... Summary
Investment advice disclosure: FPIs and employees must reveal interests and positions when giving public media advice.
A foreign portfolio investor and its employees must not provide investment advice about any security in publicly accessible media without disclosing their interest, including any long or short position; employees must also disclose the interests and long or short positions of their dependent family members and their employer when rendering such advice.
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