GENERAL OBLIGATIONS AND RESPONSIBILITIES OF FOREIGN PORTFOLIO INVESTORS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
GENERAL OBLIGATIONS AND RESPONSIBILITIES OF FOREIGN PORTFOLIO INVESTORS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
Liability for default: contraventions attract enforcement under intermediary regulations and relevant securities or depositories law. Regulation 44 makes a foreign portfolio investor, designated depository participant, depository or any other person who contravenes the Foreign Portfolio ... Summary
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Liability for default: contraventions attract enforcement under intermediary regulations and relevant securities or depositories law.
Regulation 44 makes a foreign portfolio investor, designated depository participant, depository or any other person who contravenes the Foreign Portfolio Investors Regulations, 2014 liable to action under the SEBI (Intermediaries) Regulations, 2008 and/or the relevant provisions of the SEBI Act or the Depositories Act, 1996, thereby specifying the enforcement pathways for breaches.
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