GENERAL OBLIGATIONS AND RESPONSIBILITIES OF FOREIGN PORTFOLIO INVESTORS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
GENERAL OBLIGATIONS AND RESPONSIBILITIES OF FOREIGN PORTFOLIO INVESTORS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
Regulation 36 - Investment advice in publicly accessible media.
Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014 Chapter VI GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS
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Disclosure of interest for public investment advice required, including personal, dependent family and employer positions. A designated depository participant and its employees must not give investment advice in publicly accessible media without disclosing their interest in ... Summary
Disclosure of interest for public investment advice required, including personal, dependent family and employer positions.
A designated depository participant and its employees must not give investment advice in publicly accessible media without disclosing their interest in the security, including any long or short position. An employee who gives such advice must additionally disclose the interests and long or short positions of his dependent family members and his employer when rendering the advice.
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