PRELIMINARY - Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003
PRELIMINARY - Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003
Regulation 5 - Power of the Board to order investigation
Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 Chapter III INVESTIGATION
Contents
Notifications
Acts
Case Laws New
Summary
Note
Bookmark
Share
✓ Copied successfully !
Print
Print Options
For full text, please login
Login to TaxTMI
Verification Pending
The Email Id has not been verified. Click on the link we have sent on
Power to order investigation enables appointing authority to direct probes into market misconduct and report under section 11C. Where the Board or an appointing authority has reasonable grounds to believe that transactions are detrimental to investors or that an intermediary or ... Summary
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Power to order investigation enables appointing authority to direct probes into market misconduct and report under section 11C.
Where the Board or an appointing authority has reasonable grounds to believe that transactions are detrimental to investors or that an intermediary or person associated with the securities market has violated the Act, the Board may, by written order, designate a person as Investigating Authority to investigate the affairs of such intermediary or person and to report to the Board in the manner prescribed by the Act.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.