Code of Conduct requires portfolio managers to comply with the specified Schedule governing professional obligations and responsibilities. Every portfolio manager is required to observe the Code of Conduct set out in Schedule III, which prescribes the professional standards, general ... Summary
Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993
Code of Conduct requires portfolio managers to comply with the specified Schedule governing professional obligations and responsibilities.
Every portfolio manager is required to observe the Code of Conduct set out in Schedule III, which prescribes the professional standards, general obligations and responsibilities applicable to portfolio management activity and constitutes the operative compliance standard for conduct and client dealings.
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